Natalie Turner

The revised Q&A addresses errors in event reporting, updates to records of outstanding reports by the counterparties and operational aspects of reporting by financial counterparties on behalf of small NFCs

The partners aim to save firms from FCA fines after 362 firms were found to have submitted errors and omissions in their MiFID II reports between January and the end of October last year.

The US SEC has offered a thinly-veiled warning to Robinhood that it will be investigating its decision to ban investors from buying several stocks that have surged in recent weeks

Broadridge has partnered with sustainable investment research firm Third Economy to provide a new offering to better help companies and investors enhance their ESG programmes

Delta Capita is using Luminance’s artificial intelligence technology to assist with LIBOR transition reviews

Broadridge is building and testing in its role as an SFT submitter for the new SFT clearing service offered by DTCC’s NSCC, which is expected to launch in Q3

Access Fintech has appointed Paynter Higgins from Collibra and Sarah Lloyd Parry from Avora to its executive management team to “support the company’s next stage of growth”

The Basel committee has proposed technical amendments to the calculation of minimum haircut floors for securities financing transactions to avoid common misunderstandings